MCKENNA JOHN A JR 4

4 · ConvergeOne Holdings, Inc. · Filed Aug 13, 2018

Form 4

Period: 2018-08-10

DirectorPresident, CEO and Chairman

Transactions

Award
Stock Option ( Right to Buy)
2018-08-10+252,500→ 252,500 total
Exercise: $12.24Exp: 2028-08-09→ Common Stock (252,500 underlying)
Award
Stock Option ( Right to Buy)
2018-08-10+252,500→ 252,500 total
Exercise: $15.24Exp: 2028-08-09→ Common Stock (252,500 underlying)
Award
Stock Option ( Right to Buy)
2018-08-10+505,000→ 505,000 total
Exercise: $9.24Exp: 2028-08-09→ Common Stock (505,000 underlying)

Footnotes (4)

[F1]The option has an exercise price of $9.24 per share, equal to the closing price per share of the Issuer's Common Stock as quoted on The Nasdaq Global Market on the date of the grant (the "Fair Market Value").
[F2]The shares subject to the option vest and become exercisable as follows: 1/5th of the shares will vest on the first annual anniversary of the grant date and thereafter, 1/60th of the shares will vest monthly over the next four years, in each case subject to the Reporting Person's continued service to the Issuer.
[F3]The option has an exercise price of $12.24 per share, equal to the Fair Market Value plus $3.00.
[F4]The option has an exercise price of $15.24 per share, equal to the Fair Market Value plus $6.00.

Documents

1 file