Home/Filings/4/0001209191-18-051316
4//SEC Filing

Modi Sohrab 4

Accession 0001209191-18-051316

CIK 0000031347other

Filed

Sep 16, 8:00 PM ET

Accepted

Sep 17, 8:29 PM ET

Size

14.5 KB

Accession

0001209191-18-051316

Insider Transaction Report

Form 4
Period: 2018-09-14
Modi Sohrab
VP and CTO
Transactions
  • Disposition to Issuer

    Performance Shares

    2018-09-1410,5000 total
    Exp: 2018-09-28Common Stock (10,500 underlying)
  • Disposition to Issuer

    Common Stock

    2018-09-1411,6210 total
  • Disposition to Issuer

    Performance Shares

    2018-09-1413,1820 total
    Exp: 2019-03-15Common Stock (13,182 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to buy)

    2018-09-1421,0000 total
    Exercise: $5.22Exp: 2026-09-28Common Stock (21,000 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2018-09-1430,0000 total
    Exp: 2019-09-20Common Stock (30,000 underlying)
Footnotes (6)
  • [F1]Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Adesto Technologies Corporation and Circuit Acquisition Corporation, dated as of June 28, 2018 (the "Merger Agreement"), in exchange for a cash payment of $8.50 per share without interest thereon (the "Merger Consideration").
  • [F2]Each performance share represents the right to receive one share of the Issuer's Common Stock.
  • [F3]The performance shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the Merger Consideration multiplied by the number of disposed performance shares.
  • [F4]Each restricted stock unit ("RSU") represents the right to receive one share of the Issuer's Common Stock.
  • [F5]The RSUs were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the Merger Consideration multiplied by the number of disposed RSUs.
  • [F6]The option was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.

Issuer

ECHELON CORP

CIK 0000031347

Entity typeother

Related Parties

1
  • filerCIK 0001642449

Filing Metadata

Form type
4
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 8:29 PM ET
Size
14.5 KB