4//SEC Filing
Davis Glenn C 4
Accession 0001209191-18-054294
CIK 0001029730other
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 5:54 PM ET
Size
6.3 KB
Accession
0001209191-18-054294
Insider Transaction Report
Form 4
Davis Glenn C
Director
Transactions
- Award
Common Stock
2018-10-02+30,000→ 30,000 total
Holdings
- 4,000(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]Restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan. Restricted shares vest in two equal annual installments commencing on the first anniversary of the date of grant provided Mr. Davis is then still a director of the issuer, subject to earlier vesting upon his death or disability or a change of control of the issuer.
- [F2]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC.
CIK 0001029730
Entity typeother
Related Parties
1- filerCIK 0001755218
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 5:54 PM ET
- Size
- 6.3 KB