Davis Glenn C 4
4 · LADENBURG THALMANN FINANCIAL SERVICES INC. · Filed Oct 4, 2018
Insider Transaction Report
Form 4
Davis Glenn C
Director
Transactions
- Award
Common Stock
2018-10-02+30,000→ 30,000 total
Holdings
- 4,000(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]Restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan. Restricted shares vest in two equal annual installments commencing on the first anniversary of the date of grant provided Mr. Davis is then still a director of the issuer, subject to earlier vesting upon his death or disability or a change of control of the issuer.
- [F2]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.