Ettenberg Seth 4
4 · Unum Therapeutics Inc. · Filed Oct 29, 2018
Insider Transaction Report
Form 4
Ettenberg Seth
Chief Scientific Officer
Transactions
- Exercise/Conversion
Common Stock
2018-10-25$0.18/sh+11,485$2,067→ 11,485 total - Sale
Common Stock
2018-10-25$8.46/sh−11,485$97,201→ 0 total - Exercise/Conversion
Stock Option (Right to Buy)
2018-10-25−11,485→ 375,085 totalExercise: $0.18Exp: 2025-01-28→ Common Stock (11,485 underlying)
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.06 to $8.67, inclusive. The reporting person undertakes to provide to Unum Therapeutics Inc., any security holder of Unum Therapeutics Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]25% of the shares vests on September 3, 2015, and the remaining shares shall vest in 36 equal monthly installments thereafter, subject to the Reporting Persons continuous service with the Issuer.