4//SEC Filing
MCKENNA JOHN A JR 4
Accession 0001209191-19-002135
CIK 0001697152other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 5:28 PM ET
Size
17.2 KB
Accession
0001209191-19-002135
Insider Transaction Report
Form 4
MCKENNA JOHN A JR
DirectorPresident, CEO and Chairman
Transactions
- Disposition to Issuer
Common Stock
2019-01-04$12.50/sh−1,583,158$19,789,475→ 0 total(indirect: By Trust) - Disposition to Issuer
Common Stock
2019-01-04$12.50/sh−583,017$7,287,713→ 0 total - Disposition to Issuer
Stock Option (Right to Buy)
2019-01-04−505,000→ 0 totalExercise: $9.24Exp: 2028-08-09→ Common Stock (505,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2019-01-04−252,500→ 0 totalExercise: $12.24Exp: 2028-08-09→ Common Stock (252,500 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2019-01-04−252,500→ 0 totalExercise: $15.24Exp: 2028-08-09→ Common Stock (252,500 underlying) - Other
Common Stock
2019-01-04−1,027,318→ 1,027,318 total - Other
Common Stock
2019-01-04−378,323→ 378,323 total(indirect: By Trust)
Footnotes (3)
- [F1]Shares were disposed of pursuant to the rollover agreement dated November 6, 2018 between the reporting person and PVKG Investment Holdings, Inc. ("Purchaser") in exchange for shares of common stock of Purchaser, valuing the contributed shares at $12.50 per share.
- [F2]Consists of shares of common stock disposed of pursuant to the agreement and plan of merger, dated November 6, 2018, among Purchaser, PVKG Merger Sub, Inc., a wholly owned subsidiary of Purchaser, and ConvergeOne Holdings, Inc. (the "Merger Agreement"), in exchange for $12.50 per share.
- [F3]In connection with the Merger Agreement, each option to acquire shares of Common Stock of Issuer outstanding and unexercised was canceled, extinguished and terminated for no consideration or payment.
Documents
Issuer
ConvergeOne Holdings, Inc.
CIK 0001697152
Entity typeother
Related Parties
1- filerCIK 0001243472
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 5:28 PM ET
- Size
- 17.2 KB