S&W Seed Co·4

Jan 18, 1:36 PM ET

WILLITS ALAN D 4

4 · S&W Seed Co · Filed Jan 18, 2019

Insider Transaction Report

Form 4
Period: 2019-01-16
Transactions
  • Award

    Common Stock

    2019-01-16+12,50016,648 total
  • Award

    Stock Option (Right to Buy)

    2019-01-16+12,50012,500 total
    Exercise: $2.19Exp: 2029-01-15Common Stock (12,500 underlying)
Footnotes (2)
  • [F1]The shares being reported are being issued pursuant to restricted stock unit awards ("RSUs"), each one of which represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs shall vest on January 16, 2020.
  • [F2]100% of the shares subject to the option vest on January 16, 2020.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION