SCOZZAFAVA RALPH P 4
4 · DEAN FOODS CO · Filed Feb 26, 2019
Insider Transaction Report
Form 4
SCOZZAFAVA RALPH P
EVP - Chief Commercial Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2019-02-24−31,617→ 31,617 totalExercise: $0.00→ Common Stock (31,617 underlying) - Exercise/Conversion
Common Stock
2019-02-24+31,617→ 46,473 total - Tax Payment
Common Stock
2019-02-24$4.58/sh−7,644$35,010→ 38,829 total
Holdings
- 112,174(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The Reporting Person received a total of 31,617 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 7,644 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 23,973 net shares of Common Stock.
- [F2]The Reporting Person and his spouse serve as trustees and are beneficiaries of the Family Trust.
- [F3]These RSUs were awarded on 2/24/2017. The award vests annually, on a pro rata basis, over a 3-year period.
- [F4]RSUs convert into common stock on a one-for-one basis.