SCOZZAFAVA RALPH P 4
4 · DEAN FOODS CO · Filed Feb 28, 2019
Insider Transaction Report
Form 4
SCOZZAFAVA RALPH P
EVP - Chief Commercial Officer
Transactions
- Tax Payment
Common Stock
2019-02-26$4.55/sh−3,998$18,191→ 51,247 total - Exercise/Conversion
Restricted Stock Units
2019-02-26−16,416→ 0 totalExercise: $0.00→ Common Stock (16,416 underlying) - Exercise/Conversion
Common Stock
2019-02-26+16,416→ 55,245 total
Holdings
- 112,174(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The Reporting Person received a total of 16,416 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 3,998 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 12,418 net shares of Common Stock.
- [F2]The Reporting Person and his spouse serve as trustees and are beneficiaries of the Family Trust.
- [F3]These RSUs were awarded on 2/26/2016. The award vests annually, on a pro rata basis, over a 3-year period.
- [F4]RSUs convert into common stock on a one-for-one basis.