SCOZZAFAVA RALPH P 4
4 · DEAN FOODS CO · Filed Mar 5, 2019
Insider Transaction Report
Form 4
SCOZZAFAVA RALPH P
EVP - Chief Commercial Officer
Transactions
- Tax Payment
Common Stock
2019-03-01$3.93/sh−21,911$86,110→ 95,775 total - Exercise/Conversion
Common Stock
2019-03-01+66,439→ 117,686 total - Exercise/Conversion
Restricted Stock Units
2019-03-01−66,439→ 132,878 totalExercise: $0.00→ Common Stock (66,439 underlying)
Holdings
- 112,174(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The Reporting Person received a total of 66,439 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 21,911 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 44,528 net shares of Common Stock.
- [F2]The Reporting Person and his spouse serve as trustees and are beneficiaries of the Family Trust.
- [F3]These RSUs were awarded on 3/1/2018. The award vests annually, on a pro rata basis, over a 3-year period.
- [F4]RSUs convert into common stock on a one-for-one basis.