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4//SEC Filing

SCOZZAFAVA RALPH P 4

Accession 0001209191-19-017021

CIK 0000931336other

Filed

Mar 4, 7:00 PM ET

Accepted

Mar 5, 6:45 PM ET

Size

10.1 KB

Accession

0001209191-19-017021

Insider Transaction Report

Form 4
Period: 2019-03-01
SCOZZAFAVA RALPH P
EVP - Chief Commercial Officer
Transactions
  • Tax Payment

    Common Stock

    2019-03-01$3.93/sh21,911$86,11095,775 total
  • Exercise/Conversion

    Common Stock

    2019-03-01+66,439117,686 total
  • Exercise/Conversion

    Restricted Stock Units

    2019-03-0166,439132,878 total
    Exercise: $0.00Common Stock (66,439 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    112,174
Footnotes (4)
  • [F1]The Reporting Person received a total of 66,439 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 21,911 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 44,528 net shares of Common Stock.
  • [F2]The Reporting Person and his spouse serve as trustees and are beneficiaries of the Family Trust.
  • [F3]These RSUs were awarded on 3/1/2018. The award vests annually, on a pro rata basis, over a 3-year period.
  • [F4]RSUs convert into common stock on a one-for-one basis.

Issuer

DEAN FOODS CO

CIK 0000931336

Entity typeother

Related Parties

1
  • filerCIK 0001163220

Filing Metadata

Form type
4
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 6:45 PM ET
Size
10.1 KB