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4//SEC Filing

MUSTACCHI ALAN 4

Accession 0001209191-19-018593

CIK 0001712923other

Filed

Mar 10, 8:00 PM ET

Accepted

Mar 11, 7:00 PM ET

Size

11.7 KB

Accession

0001209191-19-018593

Insider Transaction Report

Form 4
Period: 2019-03-07
MUSTACCHI ALAN
EVP, Capital Markets
Transactions
  • Award

    Stock Option (right to buy)

    2019-03-07+56,81956,819 total
    Exercise: $12.55Exp: 2029-03-07Class A common stock (56,819 underlying)
  • Award

    Class A common stock

    2019-03-07+33,29763,177 total
  • Award

    Class A common stock

    2019-03-07+29,88029,880 total
Holdings
  • Holdco Units

    Class A common stock (92,615.14 underlying)
    92,615.14
  • Class B common stock

    92,615.14
Footnotes (5)
  • [F1]Grant of restricted stock, which will vest in three equal installments on March 7, 2020, March 7, 2021, and March 7, 2022.
  • [F2]Grant of restricted stock, which will vest in four substantially equal installments on March 7, 2020, March 7, 2021, March 7, 2022, and March 7, 2023.
  • [F3]The Class B common stock entitles holders to ten votes per share, votes as a single class with the Class A common stock, has no economic rights and is subject to forfeiture upon exchange of the Reporting Person's Holdco Units as described below.
  • [F4]The stock option vests in four substantially equal installments on March 7, 2020, March 7, 2021, March 7, 2022, and March 7, 2023.
  • [F5]Pursuant to the Exchange Agreement, dated May 23, 2018, by and among the Issuer, GreenSky Holdings, LLC ("GS Holdings") and the members of GS Holdings, the Holdco Units may be exchanged by the Reporting Person (with automatic cancellation of an equal number of shares of Class B common stock) for shares of Class A common stock on a one-for-one basis, subject to customary adjustments for stock splits, stock dividends, reclassifications and other similar transactions, stock repurchases and other reinvestments of excess cash, or for cash (based on the market price of the shares of Class A common stock), at the Issuer's option.

Issuer

GreenSky, Inc.

CIK 0001712923

Entity typeother

Related Parties

1
  • filerCIK 0001641567

Filing Metadata

Form type
4
Filed
Mar 10, 8:00 PM ET
Accepted
Mar 11, 7:00 PM ET
Size
11.7 KB