Home/Filings/4/0001209191-19-023912
4//SEC Filing

Davis Glenn C 4

Accession 0001209191-19-023912

CIK 0001029730other

Filed

Apr 7, 8:00 PM ET

Accepted

Apr 8, 7:45 AM ET

Size

6.3 KB

Accession

0001209191-19-023912

Insider Transaction Report

Form 4
Period: 2019-04-05
Transactions
  • Purchase

    Common Stock

    2019-04-05$2.93/sh+5,000$14,64235,000 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    4,000
Footnotes (2)
  • [F1]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.92 to $2.93, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
  • [F2]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Issuer

LADENBURG THALMANN FINANCIAL SERVICES INC.

CIK 0001029730

Entity typeother

Related Parties

1
  • filerCIK 0001755218

Filing Metadata

Form type
4
Filed
Apr 7, 8:00 PM ET
Accepted
Apr 8, 7:45 AM ET
Size
6.3 KB