STERLING BANCORP·4

Apr 29, 5:57 PM ET

Whitwell Rodney 4

4 · STERLING BANCORP · Filed Apr 29, 2019

Insider Transaction Report

Form 4
Period: 2019-04-26
Whitwell Rodney
Senior VP, Strategy/Corp Devel
Transactions
  • Sale

    Common Stock

    2019-04-26$20.99/sh16,028$336,42880,567 total
  • Exercise/Conversion

    Common Stock

    2019-04-26$11.36/sh+16,028$182,078129,752 total
  • Sale

    Common Stock

    2019-04-26$20.99/sh14,500$304,35591,252 total
  • Exercise/Conversion

    Common Stock

    2019-04-26$9.00/sh+14,500$130,500101,724 total
  • Exercise/Conversion

    Common Stock

    2019-04-26$8.73/sh+12,000$104,76087,224 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2019-04-2612,0000 total
    Exercise: $6.86Exp: 2021-08-15Common Stock (12,000 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2019-04-2616,0280 total
    Exercise: $11.36Exp: 2023-10-24Common Stock (16,028 underlying)
  • Sale

    Common Stock

    2019-04-26$20.99/sh12,000$251,880117,752 total
  • Sale

    Common Stock

    2019-04-26$20.99/sh12,000$251,880105,752 total
  • Exercise/Conversion

    Common Stock

    2019-04-26$6.86/sh+12,000$82,320119,067 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2019-04-2614,5000 total
    Exercise: $9.00Exp: 2022-11-20Common Stock (14,500 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2019-04-2612,0000 total
    Exercise: $8.73Exp: 2022-03-27Common Stock (12,000 underlying)
Footnotes (4)
  • [F1]The option, representing a right to purchase a total of 14,500 shares, became exercisable in three equal annual installments beginning on 11/20/2013, which was the first anniversary of the date on which the option was granted.
  • [F2]The option, representing a right to purchase a total of 12,000 shares, became exercisable in four equal annual installments beginning on 8/15/2012, which was the first anniversary of the date on which the option was granted.
  • [F3]The option, representing a right to purchase a total of 12,000 shares, became exercisable in three equal annual installments beginning on 3/27/2013, which was the first anniversary of the date on which the option was granted.
  • [F4]The option, representing a right to purchase a total of 16,028 shares, became exercisable in three equal annual installments beginning on 10/24/2014, which was the first anniversary of the date on which the option was granted.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION