4//SEC Filing
DeSorbo Antony John 4
Accession 0001209191-19-027741
CIK 0001524223other
Filed
May 5, 8:00 PM ET
Accepted
May 6, 4:43 PM ET
Size
7.1 KB
Accession
0001209191-19-027741
Insider Transaction Report
Form 4
DeSorbo Antony John
See Remarks
Transactions
- Other
Class A Units
2019-05-02$2.32/sh−60,000$139,200→ 0 total(indirect: By LLC)Exercise: $2.32→ Class A Common Stock, $0.01 par value (60,000 underlying)
Footnotes (3)
- [F1]Represents Class A units of Manning & Napier Group, LLC ("Group") that are owned directly by M&N Group Holdings, LLC ("Group Holdings"). Group Holdings is owned as follows: (a) Class B units of Group Holdings representing approximately 100% of the issued and outstanding Class B units of Group Holdings, which represents approximately 28.92% of the voting and economic rights of Group Holdings, are owned by William Manning; (b) Class A units of Group Holdings representing approximately 83.38% of the issued and outstanding Class A units of Group Holdings, which represents approximately 59.27% of the voting and economic rights of Group Holdings, are owned by MNA Advisors, Inc. ("Advisors"); and (c) Class A units of Group Holdings representing approximately 16.62% of the issued and outstanding Class A units of Group Holdings, which represents approximately 11.81% of the voting and economic rights of Group Holdings, are owned by Manning & Napier Associates, LLC.
- [F2]The number of derivative securities shown is the number of Class A units of Group directly owned by Group Holdings that are attributable to the interests of the Reporting Person. Each Class A unit of Group represents the right to receive cash or one share of Class A common stock of the Issuer, subject to an annual exchange process that includes certain aggregate limits set forth in the Amended and Restated Shareholder Agreement dated November 23, 2011.
- [F3]Class A Units of Group are subject to an annual exchange process that includes certain aggregate limits set forth in the Advisors Shareholder Agreement.
Documents
Issuer
Manning & Napier, Inc.
CIK 0001524223
Entity typeother
Related Parties
1- filerCIK 0001770453
Filing Metadata
- Form type
- 4
- Filed
- May 5, 8:00 PM ET
- Accepted
- May 6, 4:43 PM ET
- Size
- 7.1 KB