4//SEC Filing
DRENDEL FRANK M 4
Accession 0001209191-19-031009
CIK 0001517228other
Filed
May 16, 8:00 PM ET
Accepted
May 17, 4:58 PM ET
Size
15.4 KB
Accession
0001209191-19-031009
Insider Transaction Report
Form 4
DRENDEL FRANK M
DirectorChairman of Board
Transactions
- Exercise/Conversion
Common Stock
2019-05-15$8.55/sh+80,800$690,840→ 2,400,687 total - Sale
Common Stock
2019-05-15$18.35/sh−80,800$1,482,324→ 2,319,887 total - Exercise/Conversion
Stock Option (Right to Buy)
2019-05-15−80,800→ 330,011 totalExercise: $8.55From: 2011-01-14Exp: 2020-01-20→ Common Stock (80,800 underlying) - Award
Stock Option (Right to Buy)
2019-05-15+153,750→ 153,750 totalExercise: $18.60From: 2020-03-01Exp: 2029-05-15→ Common Stock (153,750 underlying)
Holdings
- 117,580(indirect: By Trust)
Common Stock
- 28,350(indirect: By GRAT)
Common Stock
- 28,350(indirect: By GRAT)
Common Stock
- 28,350(indirect: By GRAT)
Common Stock
- 15,750(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2019.
- [F2]As previously reported, includes (a) 3,278 restricted sock units that were granted on 02/27/2017 and will vest on 02/27/2020; (b) 6,492 restricted stock units that were granted on 03/01/2018 and will vest ratably on 03/01/2020 and 03/01/2021; and (c) 3,053 performance share units that were earned on 03/01/2019 and will vest on 03/01/2020, each subject to the reporting person's continued employment with the issuer.
- [F3]The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $18.13 to $18.54. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
- [F4]Represents options that will vest equally on 03/01/2020, 03/01/2021, 03/01/2022, 03/01/2023 and 03/01/2024, subject of the terms of the award agreement and the reporting person's continued service with the issuer.
Documents
Issuer
CommScope Holding Company, Inc.
CIK 0001517228
Entity typeother
Related Parties
1- filerCIK 0001196634
Filing Metadata
- Form type
- 4
- Filed
- May 16, 8:00 PM ET
- Accepted
- May 17, 4:58 PM ET
- Size
- 15.4 KB