4//SEC Filing
PIERNO THOMAS M 4
Accession 0001209191-19-032369
CIK 0001351285other
Filed
May 22, 8:00 PM ET
Accepted
May 23, 5:25 PM ET
Size
19.0 KB
Accession
0001209191-19-032369
Insider Transaction Report
Form 4
PIERNO THOMAS M
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2019-05-22+80,293→ 203,067 total - Sale
Common Stock
2019-05-22$23.91/sh−80,293$1,919,806→ 122,774 total - Exercise/Conversion
Common Stock
2019-05-23$11.96/sh+31,070$371,597→ 153,844 total - Sale
Common Stock
2019-05-23$24.05/sh−31,070$747,234→ 122,774 total - Exercise/Conversion
Stock Option
2019-05-22−50,000→ 0 totalExercise: $10.55From: 2013-05-04Exp: 2022-05-04→ Common Stock (50,000 underlying) - Exercise/Conversion
Stock Option
2019-05-22−8,155→ 0 totalExercise: $12.47From: 2014-02-21Exp: 2023-02-21→ Common Stock (8,155 underlying) - Exercise/Conversion
Stock Option
2019-05-22−22,138→ 31,070 totalExercise: $11.96From: 2015-02-14Exp: 2024-02-14→ Common Stock (22,138 underlying) - Exercise/Conversion
Stock Option
2019-05-23−31,070→ 0 totalExercise: $11.96From: 2015-02-14Exp: 2024-02-14→ Common Stock (31,070 underlying)
Footnotes (4)
- [F1]Shares were acquired at varying exercise prices, as shown in Table II.
- [F2]This transaction was executed in multiple trades at prices ranging from $23.79 to $24.61 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $23.69 to $24.28 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]Includes 43,001 shares of restricted common stock on which the restrictions have not yet lapsed.
Documents
Issuer
ROSETTA STONE INC
CIK 0001351285
Entity typeother
Related Parties
1- filerCIK 0001549271
Filing Metadata
- Form type
- 4
- Filed
- May 22, 8:00 PM ET
- Accepted
- May 23, 5:25 PM ET
- Size
- 19.0 KB