PIERNO THOMAS M 4

4 · ROSETTA STONE INC · Filed May 23, 2019

Form 4

Period: 2019-05-22

Chief Financial Officer

Transactions

Exercise/Conversion
Common Stock
2019-05-22+80,293→ 203,067 total
Sale
Common Stock
2019-05-22$23.91/sh−80,293$1,919,806→ 122,774 total
Exercise/Conversion
Common Stock
2019-05-23$11.96/sh+31,070$371,597→ 153,844 total
Sale
Common Stock
2019-05-23$24.05/sh−31,070$747,234→ 122,774 total
Exercise/Conversion
Stock Option
2019-05-22−50,000→ 0 total
Exercise: $10.55From: 2013-05-04Exp: 2022-05-04→ Common Stock (50,000 underlying)
Exercise/Conversion
Stock Option
2019-05-22−8,155→ 0 total
Exercise: $12.47From: 2014-02-21Exp: 2023-02-21→ Common Stock (8,155 underlying)
Exercise/Conversion
Stock Option
2019-05-22−22,138→ 31,070 total
Exercise: $11.96From: 2015-02-14Exp: 2024-02-14→ Common Stock (22,138 underlying)
Exercise/Conversion
Stock Option
2019-05-23−31,070→ 0 total
Exercise: $11.96From: 2015-02-14Exp: 2024-02-14→ Common Stock (31,070 underlying)

Footnotes (4)

[F1]Shares were acquired at varying exercise prices, as shown in Table II.
[F2]This transaction was executed in multiple trades at prices ranging from $23.79 to $24.61 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F3]This transaction was executed in multiple trades at prices ranging from $23.69 to $24.28 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F4]Includes 43,001 shares of restricted common stock on which the restrictions have not yet lapsed.

Documents

1 file