4//SEC Filing
SHAVER CHARLES W 4
Accession 0001209191-19-035068
CIK 0001616862other
Filed
Jun 5, 8:00 PM ET
Accepted
Jun 6, 4:24 PM ET
Size
15.0 KB
Accession
0001209191-19-035068
Insider Transaction Report
Form 4
SHAVER CHARLES W
DirectorCEO
Transactions
- Exercise/Conversion
Employee Stock Option
2019-06-04−250,000→ 1,250,000 totalExercise: $11.84Exp: 2023-07-30→ Common Shares (250,000 underlying) - Exercise/Conversion
Common Shares
2019-06-04$11.84/sh+250,000$2,960,000→ 492,369 total - Exercise/Conversion
Common Shares
2019-06-05$11.84/sh+250,000$2,960,000→ 492,369 total - Exercise/Conversion
Employee Stock Option
2019-06-05−250,000→ 1,000,000 totalExercise: $11.84Exp: 2023-07-30→ Common Shares (250,000 underlying) - Sale
Common Shares
2019-06-05$25.27/sh−250,000$6,317,500→ 242,369 total - Sale
Common Shares
2019-06-04$25.20/sh−250,000$6,300,000→ 242,369 total
Footnotes (4)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.00 to $25.34. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.04 to $25.46. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.
Documents
Issuer
Axalta Coating Systems Ltd.
CIK 0001616862
Entity typeother
Related Parties
1- filerCIK 0001269429
Filing Metadata
- Form type
- 4
- Filed
- Jun 5, 8:00 PM ET
- Accepted
- Jun 6, 4:24 PM ET
- Size
- 15.0 KB