SHAVER CHARLES W 4

4 · Axalta Coating Systems Ltd. · Filed Jun 6, 2019

Form 4

Period: 2019-06-04

DirectorCEO

Transactions

Exercise/Conversion
Employee Stock Option
2019-06-04−250,000→ 1,250,000 total
Exercise: $11.84Exp: 2023-07-30→ Common Shares (250,000 underlying)
Exercise/Conversion
Common Shares
2019-06-04$11.84/sh+250,000$2,960,000→ 492,369 total
Exercise/Conversion
Common Shares
2019-06-05$11.84/sh+250,000$2,960,000→ 492,369 total
Exercise/Conversion
Employee Stock Option
2019-06-05−250,000→ 1,000,000 total
Exercise: $11.84Exp: 2023-07-30→ Common Shares (250,000 underlying)
Sale
Common Shares
2019-06-05$25.27/sh−250,000$6,317,500→ 242,369 total
Sale
Common Shares
2019-06-04$25.20/sh−250,000$6,300,000→ 242,369 total

Footnotes (4)

[F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person.
[F2]The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.00 to $25.34. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F3]The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.04 to $25.46. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F4]This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan.

Documents

1 file