Small Alfred 4
4 · Castle Brands Inc · Filed Jul 18, 2019
Insider Transaction Report
Form 4
Small Alfred
SVP, CFO, TREAS. & SECRETARY
Transactions
- Award
Common Stock
2019-07-16+90,000→ 564,512 total
Footnotes (2)
- [F1]Restricted shares of common stock issued pursuant to the issuer's 2013 Incentive Compensation Plan, as amended. Restricted shares vest in four equal annual installments commencing on the first anniversary of the date of grant provided Mr. Small is then still an employee of the issuer, subject to earlier vesting upon his death or disability or a change of control of the issuer.
- [F2]Includes 11,036 shares of common stock acquired under the Issuer's employee stock purchase plan.