Small Alfred

CIK 00014188151 companyNEW YORK, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001418815

Recent Transactions

39 trades

Disposition to Issuer
Castle Brands Inc
Stock Option (Right to Buy)
2019-10-08−85,000→ 0 total
Disposition to Issuer
Castle Brands Inc
Stock Option (Right to Buy)
2019-10-08−150,000→ 0 total
Disposition to Issuer
Castle Brands Inc
Stock Option (Right to Buy)
2019-10-08−65,000→ 0 total
Disposition to Issuer
Castle Brands Inc
Stock Option (Right to Buy)
2019-10-08−200,000→ 0 total
Disposition from Tender
Castle Brands Inc
Common Stock
2019-10-08$1.27/sh−362,012→ 202,500 total
Disposition to Issuer
Castle Brands Inc
Common Stocck
2019-10-08$1.27/sh−202,500→ 0 total
Disposition to Issuer
Castle Brands Inc
Stock Option (Right to Buy)
2019-10-08−65,000→ 0 total
Disposition to Issuer
Castle Brands Inc
Stock Option (Right to Buy)
2019-10-08−100,000→ 0 total
Disposition to Issuer
Castle Brands Inc
Stock Option (Right to Buy)
2019-10-08−75,000→ 0 total
Award
Castle Brands Inc
Common Stock
2019-07-16+90,000→ 564,512 total
Exercise/Conversion
Castle Brands Inc
Common Stock
2019-06-19$0.35/sh+25,000→ 463,476 total
Exercise/Conversion
Castle Brands Inc
Stock Option (Right to Buy)
2019-06-19−25,000→ 0 total
Purchase
Castle Brands Inc
Common Stock
2018-12-12$0.78/sh+6,500→ 438,476 total
Award
Castle Brands Inc
Common Stock
2018-10-31$0.81/sh+7,441→ 431,976 total
Other
Castle Brands Inc
Common Stock
2018-05-04$0.98/sh+6,138→ 424,535 total
Award
Castle Brands Inc
Common Stock
2018-04-20+90,000→ 418,397 total
Award
Castle Brands Inc
Common Stock
2017-10-31$1.01/sh+5,931→ 328,397 total
Award
Castle Brands Inc
Common Stock
2017-04-26+90,000→ 322,466 total
Purchase
Castle Brands Inc
Common Stock
2016-12-23$0.65/sh+2,000→ 232,466 total
Purchase
Castle Brands Inc
Common Stock
2016-06-30$0.78/sh+14,000→ 230,466 total
Award
Castle Brands Inc
Stock Option (Right to Buy)
2016-06-03+200,000→ 200,000 total
Exercise/Conversion
Castle Brands Inc
Stock Option (Right to Buy)
2016-03-03−25,100→ 0 total
Exercise/Conversion
Castle Brands Inc
Common Stock
2016-03-03$0.21/sh+25,100→ 216,466 total
Purchase
Castle Brands Inc
Common Stock
2015-11-10$1.35/sh+5,850→ 191,366 total
Purchase
Castle Brands Inc
Common Stock
2015-08-12$1.23/sh+4,400→ 185,516 total
Award
Castle Brands Inc
Stock Option (Right to Buy)
2015-06-02+150,000→ 150,000 total
Purchase
Castle Brands Inc
Common Stock
2015-03-16$1.20/sh+2,000→ 181,116 total
Exercise/Conversion
Castle Brands Inc
10% Series A Convertible Preferred Stock
2014-02-24−5→ 0 total
Exercise/Conversion
Castle Brands Inc
Common Stock
2014-02-24$0.30/sh+20,892→ 29,116 total
Exercise/Conversion
Castle Brands Inc
Common Stock Purchase Warrants
2014-02-24−8,224→ 0 total
Exercise/Conversion
Castle Brands Inc
Common Stock
2014-02-24$0.38/sh+8,224→ 8,224 total
Award
Castle Brands Inc
Stock Option (Right to Buy)
2013-06-05+85,000→ 85,000 total
Award
Castle Brands Inc
Stock Option (Right to Buy)
2012-06-08+75,000→ 75,000 total
Purchase
Castle Brands Inc
Common Stock Purchase Warrants
2011-10-14+8,224→ 8,224 total
Purchase
Castle Brands Inc
10% Series A Convertible Preferred Stock
2011-10-14$1000.00/sh+5→ 5 total
Award
Castle Brands Inc
Stock Option (Right to Buy)
2011-06-20+65,000→ 65,000 total
Award
Castle Brands Inc
Stock Option (Right to Buy)
2010-06-11+65,000→ 65,000 total
Award
Castle Brands Inc
Stock Option (Right to Buy)
2009-06-22+25,000→ 25,000 total
Award
Castle Brands Inc
Common Stock
2009-02-11$0.01/sh+150,000→ 150,000 total

Companies

Castle Brands Inc
SVP, CFO, TREAS. & SECRETARY

Recent Filings

Address

C/O CASTLE BRANDS INC. 122 E. 42ND ST, SUITE 4700

NEW YORK, NY, 10168

View on SEC.gov