4//SEC Filing
Vice Charles A 4
Accession 0001209191-19-044806
CIK 0001571949other
Filed
Aug 5, 8:00 PM ET
Accepted
Aug 6, 4:18 PM ET
Size
16.1 KB
Accession
0001209191-19-044806
Insider Transaction Report
Form 4
Vice Charles A
President&Chief Op. Officer
Transactions
- Exercise/Conversion
Employee Stock Option (right to buy) Holding
2019-08-02−13,783→ 54,171 totalExercise: $67.00Exp: 2028-02-08→ Common Stock (13,783 underlying) - Exercise/Conversion
Common Stock
2019-08-02$57.31/sh+1,217$69,746→ 408,153 total - Exercise/Conversion
Common Stock
2019-08-02$67.00/sh+13,783$923,461→ 421,936 total - Sale
Common Stock
2019-08-02$89.18/sh−5,700$508,327→ 416,236 total - Sale
Common Stock
2019-08-02$90.11/sh−9,300$838,056→ 406,936 total - Exercise/Conversion
Employee Stock Option (right to buy) Holding
2019-08-02−1,217→ 30,195 totalExercise: $57.31Exp: 2027-01-18→ Common Stock (1,217 underlying)
Footnotes (5)
- [F1]The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
- [F2]The price range for the aggregate amount sold by the direct holder is $88.62 - $89.61. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
- [F3]The price range for the aggregate amount sold by the direct holder is $89.71 - $90.52. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
- [F4]The common stock number referred in Table I is an aggregate number and represents 358,510 shares of common stock and 48,426 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. The satisfaction of the 2017, 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020, February 2021 and February 2022, respectively, and will be reported at the time of vesting.
- [F5]These options are fully vested.
Documents
Issuer
Intercontinental Exchange, Inc.
CIK 0001571949
Entity typeother
Related Parties
1- filerCIK 0001343884
Filing Metadata
- Form type
- 4
- Filed
- Aug 5, 8:00 PM ET
- Accepted
- Aug 6, 4:18 PM ET
- Size
- 16.1 KB