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4//SEC Filing

Minick Scott 4

Accession 0001209191-19-046976

CIK 0001339469other

Filed

Aug 20, 8:00 PM ET

Accepted

Aug 21, 4:16 PM ET

Size

8.8 KB

Accession

0001209191-19-046976

Insider Transaction Report

Form 4
Period: 2019-08-19
Minick Scott
Director
Transactions
  • Purchase

    Common Stock

    2019-08-19$5.02/sh+4,300$21,58681,676 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2019-08-20$5.33/sh+5,518$29,41187,194 total(indirect: See Footnote)
Holdings
  • Common Stock

    62,531
Footnotes (4)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $5.000 to $5.040, inclusive. The reporting person undertakes to provide to Chiasma, Inc., any security holder of Chiasma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  • [F2]The amounts set forth in Column 5 of the prior Form 4s filed by the Reporting Person incorrectly included 6,844 shares of Common Stock underlying a warrant beneficially owned by the Reporting Person. The amounts in Column 5 of this Form 4 set forth the number of non-derivative securities beneficially owned by the Reporting Person following the reported transactions.
  • [F3]The securities are directly held by the Minick Family Trust ("MFT"). The Reporting Person is the co-trustee of MFT and disclaims beneficial ownership of all the shares except to the extent of his pecuniary interest, if any, therein.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $5.310 to $5.358, inclusive. The reporting person undertakes to provide to Chiasma, Inc., any security holder of Chiasma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Issuer

CHIASMA, INC

CIK 0001339469

Entity typeother

Related Parties

1
  • filerCIK 0001586687

Filing Metadata

Form type
4
Filed
Aug 20, 8:00 PM ET
Accepted
Aug 21, 4:16 PM ET
Size
8.8 KB