Red Violet, Inc.·4

Oct 30, 5:40 PM ET

Swayman Robert 4

4 · Red Violet, Inc. · Filed Oct 30, 2019

Insider Transaction Report

Form 4
Period: 2019-10-28
Transactions
  • Award

    Common Stock

    2019-10-28+8,00043,166 total
Holdings
  • Common Stock

    (indirect: See Footnote)
    8,000
  • Common Stock

    (indirect: See Footnote)
    5,083
Footnotes (5)
  • [F1]On October 28, 2019, the reporting person received a grant of 8,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in three equal installments on each of September 1, 2020, September 1, 2021 and September 1, 2022, subject to accelerated vesting under certain conditions.
  • [F2]Includes 8,333 RSUs convertible into common stock originally granted subject to both certain performance and time-based criteria on September 5, 2018. As of June 30, 2019, the issuer deemed the performance criteria had been met. As a result of the meeting the performance criteria, the remaining RSUs vest in two equal installments on each of July 1, 2020 and July 1, 2021, subject to accelerated vesting under certain conditions.
  • [F3]Includes 8,000 RSUs convertible into common stock originally granted on March 29, 2018. The RSUs vest in two equal installments on each of March 29, 2020 and March 29, 2021, subject to accelerated vesting under certain conditions.
  • [F4]Shares held through BSIG, LLC of which Mr. Swayman is a member.
  • [F5]Shares held by a family trust of which Mr. Swayman serves as co-trustee.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION