DRENDEL FRANK M 4
4 · CommScope Holding Company, Inc. · Filed Nov 19, 2019
Insider Transaction Report
Form 4
DRENDEL FRANK M
DirectorChairman of Board
Transactions
- Exercise/Conversion
Common Stock
2019-11-15$8.55/sh+153,877$1,315,648→ 2,473,764 total - Sale
Common Stock
2019-11-15$15.08/sh−153,877$2,319,819→ 2,319,887 total - Exercise/Conversion
Stock Option (Right to Buy)
2019-11-15−153,877→ 95,334 totalExercise: $8.55From: 2011-01-14Exp: 2020-01-20→ Common Stock (153,877 underlying)
Holdings
- 28,350(indirect: by GRAT)
Common Stock
- 28,350(indirect: by GRAT)
Common Stock
- 117,580(indirect: By Trust)
Common Stock
- 15,750(indirect: By Trust)
Common Stock
- 28,350(indirect: by GRAT)
Common Stock
Footnotes (3)
- [F1]The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2019.
- [F2]As previously reported, includes (a) 3,278 restricted stock units that were granted on 02/27/2017 and will vest on 02/27/2020; (b) 6,492 restricted stock units that were granted on 03/01/2018 and will vest ratably on 03/01/2020 and 03/01/2021; and (c) 3,053 performance share units that were earned on 03/01/2019 and will vest on 03/01/2020; each subject to the reporting person's continued employment with the issuer.
- [F3]The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $15.00 to $15.21. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.