DAHL JAMES H 4

Accession 0001209191-19-058904

CIK 0000784011other

View on SEC.gov Company Profile

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 7:59 PM ET

Size

28.2 KB

Accession

0001209191-19-058904

Insider Transaction Report

Form 4

Period: 2019-11-29

POPE RESOURCES LTD PARTNERSHIPPOPE

DAHL JAMES H

10% Owner

Transactions

Purchase
Limited Partnership Units
2019-11-29$88.85/sh+80$7,108→ 186,248 total(indirect: By IRA)
Purchase
Limited Partnership Units
2019-12-03$94.99/sh+600$56,994→ 188,648 total(indirect: By IRA)
Purchase
Limited Partnership Units
2019-12-02$92.50/sh+700$64,750→ 2,423 total(indirect: By IRA)
Purchase
Limited Partnership Units
2019-11-29$87.98/sh+1,723$151,590→ 1,723 total(indirect: By IRA)
Purchase
Limited Partnership Units
2019-12-02$90.00/sh+20$1,800→ 186,268 total(indirect: By IRA)
Purchase
Limited Partnership Units
2019-12-02$92.47/sh+1,480$136,856→ 187,748 total(indirect: By IRA)
Purchase
Limited Partnership Units
2019-12-03$97.00/sh+300$29,100→ 188,048 total(indirect: By IRA)
Purchase
Limited Partnership Units
2019-12-03$94.00/sh+2,000$188,000→ 28,411 total(indirect: By Trust)

Holdings

Limited Partnership Units
147,652
Limited Partnership Units
(indirect: By Foundation)
29,250
Limited Partnership Units
(indirect: By Household Family Member)
0
Limited Partnership Units
(indirect: By Trust)
6,521
Limited Partnership Units
(indirect: By IRA)
170
Limited Partnership Units
(indirect: By Trust)
21,879
Limited Partnership Units
(indirect: By IRA)
600
Limited Partnership Units
(indirect: By Trust)
102,842

DAHL WILLIAM L.

10% Owner

Transactions

Purchase
Limited Partnership Units
2019-11-29$88.85/sh+80$7,108→ 186,248 total(indirect: By IRA)
Purchase
Limited Partnership Units
2019-12-02$92.50/sh+700$64,750→ 2,423 total(indirect: By IRA)
Purchase
Limited Partnership Units
2019-12-03$94.99/sh+600$56,994→ 188,648 total(indirect: By IRA)
Purchase
Limited Partnership Units
2019-11-29$87.98/sh+1,723$151,590→ 1,723 total(indirect: By IRA)
Purchase
Limited Partnership Units
2019-12-02$92.47/sh+1,480$136,856→ 187,748 total(indirect: By IRA)
Purchase
Limited Partnership Units
2019-12-03$97.00/sh+300$29,100→ 188,048 total(indirect: By IRA)
Purchase
Limited Partnership Units
2019-12-03$94.00/sh+2,000$188,000→ 28,411 total(indirect: By Trust)
Purchase
Limited Partnership Units
2019-12-02$90.00/sh+20$1,800→ 186,268 total(indirect: By IRA)

Holdings

Limited Partnership Units
(indirect: By IRA)
600
Limited Partnership Units
(indirect: By Trust)
21,879
Limited Partnership Units
(indirect: By Household Family Member)
0
Limited Partnership Units
147,652
Limited Partnership Units
(indirect: By Trust)
102,842
Limited Partnership Units
(indirect: By IRA)
170
Limited Partnership Units
(indirect: By Trust)
6,521
Limited Partnership Units
(indirect: By Foundation)
29,250

Footnotes (18)

[F1]The price reported in Column 4 is a weighted average price. The units were purchased at prices ranging from $87.00 to $88.00 per unit. The reporting persons undertake to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the ranges set forth in this Footnote.
[F10]Units are held in two IRA accounts as follows: 54,534 unit held by IRA FBO James H. Dahl (ROTH Conversion Account) and 134,114 units held by IRA FBO James H. Dahl (ROTH II Jefferies).
[F11]Units are held by Kathleen M. Dahl Irrevocable Trust, the trustee of which is James H. Dahl.
[F12]Units are owned by the James H. Dahl Irrevocable Trust, 2007, James Schmitt, Trustee.
[F13]Units are held by IRA custodial accounts for the benefit of Theresa A. Dahl.
[F14]Units are held by in IRA accounts for the benefit of William L. Dahl.
[F15]In prior ownership reports, James H. Dahl included but disclaimed ownership of 2,525 units (the "Disclaimed Units") held by an adult member of his household (the "Adult"). The Disclaimed Units are no longer reportable by him because the Adult no longer lives in his household.
[F16]Units are held by James H. Dahl Trust FBO Kathryn Whitten Dahl, the trustee of which is William L. Dahl.
[F17]Units are held by James H. Dahl Trust FBO James Andrew Dahl, the trustee of which is William L. Dahl.
[F18]Units are held by Dahl Family Foundation, the trustee of which is William L. Dahl. Neither James H. Dahl nor any member of his family has any pecuniary interest in the units held by the Dahl Family Foundation, Inc.
[F2]Units are held by IRA FBO James H. Dahl, Traditional IRA Account.
[F3]The price reported in Column 4 is a weighted average price. The units were purchased at prices ranging from $88.85 to $89.00 per unit. The reporting persons undertake to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the ranges set forth in this Footnote.
[F4]Units are held in two IRA accounts as follows: 53,934 unit held by IRA FBO James H. Dahl (ROTH Conversion Account) and 132,314 units held by IRA FBO James H. Dahl (ROTH II Jefferies).
[F5]The price reported in Column 4 is a weighted average price. The units were purchased at prices ranging from $92.49 to $92.50 per unit. The reporting persons undertake to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the ranges set forth in this Footnote.
[F6]Units are held in two IRA accounts as follows: 53,934 unit held by IRA FBO James H. Dahl (ROTH Conversion Account) and 132,334 units held by IRA FBO James H. Dahl (ROTH II Jefferies).
[F7]The price reported in Column 4 is a weighted average price. The units were purchased at prices ranging from $92.30 to $92.50 per unit. The reporting persons undertake to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the ranges set forth in this Footnote.
[F8]Units are held in two IRA accounts as follows: 53,934 unit held by IRA FBO James H. Dahl (ROTH Conversion Account) and 133,814 units held by IRA FBO James H. Dahl (ROTH II Jefferies).
[F9]Units are held in two IRA accounts as follows: 53,934 unit held by IRA FBO James H. Dahl (ROTH Conversion Account) and 134,114 units held by IRA FBO James H. Dahl (ROTH II Jefferies).

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

POPE RESOURCES LTD PARTNERSHIP

CIK 0000784011

→

Entity typeother

IncorporatedFL

Related Parties

filerCIK 0000933422

Filing Metadata

Form type: 4
Filed: Dec 2, 7:00 PM ET
Accepted: Dec 3, 7:59 PM ET
Size: 28.2 KB

View on SEC.gov