4//SEC Filing
SMITH PHILIP W III 4
Accession 0001209191-19-059413
CIK 0001050743other
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 10:11 AM ET
Size
13.9 KB
Accession
0001209191-19-059413
Insider Transaction Report
Form 4
SMITH PHILIP W III
Director
Transactions
- Exercise/Conversion
Common Stock
2019-12-05$13.43/sh+5,000$67,150→ 47,150.725 total - Exercise/Conversion
Stock Option (right to buy)
2019-12-05−5,000→ 0 totalExercise: $13.43Exp: 2020-01-04→ Common Stock (5,000 underlying)
Holdings
- 2,500
Stock option (right to buy)
Exercise: $13.53Exp: 2021-01-03→ Common Stock (2,500 underlying) - 2,500
Stock Option (right to buy)
Exercise: $14.68Exp: 2023-01-02→ Common Stock (2,500 underlying) - 8,409.147(indirect: By Spouse)
Common Stock
- 1,335(indirect: by Phillary Management Inc., a Corporation)
Common Stock
- 2,500
Stock Option (right to buy)
Exercise: $10.72Exp: 2022-01-03→ Common Stock (2,500 underlying) - 1,328
Restricted Stock Units
→ Common Stock (1,328 underlying)
Footnotes (7)
- [F1]Includes shares received through dividend reinvestment since the last filing.
- [F2]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
- [F3]The restricted stock units vest and settle in stock on the first anniversary of the grant date.
- [F4]The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014.
- [F5]Option grant has no purchase or sale price.
- [F6]The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015.
- [F7]The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.
Documents
Issuer
PEAPACK GLADSTONE FINANCIAL CORP
CIK 0001050743
Entity typeother
Related Parties
1- filerCIK 0001236756
Filing Metadata
- Form type
- 4
- Filed
- Dec 5, 7:00 PM ET
- Accepted
- Dec 6, 10:11 AM ET
- Size
- 13.9 KB