Rosen Steven 4
4 · CRAWFORD UNITED Corp · Filed Dec 13, 2019
Insider Transaction Report
Form 4
CRAWFORD UNITED CorpCRAWA
Rosen Steven
Director10% Owner
Transactions
- Exercise/Conversion
Class A Common Shares
2019-12-11$2.50/sh+100,000$250,000→ 420,918 total(indirect: See Footnote) - Exercise/Conversion
Warrant to Purchase Class A Common Shares
2019-12-11−100,000→ 0 total(indirect: See Footnote)Exercise: $2.50From: 2012-12-30Exp: 2019-12-30→ Class A Common Shares (100,000 underlying)
Holdings
- 9,000
Class A Common Shares
Footnotes (1)
- [F1]The securities reported herein are owned directly by Roundball, LLC, an Ohio limited liability company. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of any securities, except of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.