DAHL JAMES H 4

Accession 0001209191-19-060610

CIK 0000784011other

View on SEC.gov Company Profile

Filed

Dec 15, 7:00 PM ET

Accepted

Dec 16, 2:54 PM ET

Size

16.5 KB

Accession

0001209191-19-060610

Insider Transaction Report

Form 4

Period: 2019-12-12

POPE RESOURCES LTD PARTNERSHIPPOPE

DAHL JAMES H

10% Owner

Transactions

Purchase
Limited Partnership Units
2019-12-13$90.39/sh+2,500$225,975→ 34,721 total(indirect: By Foundation)
Purchase
Limited Partnership Units
2019-12-12$91.82/sh+300$27,546→ 32,221 total(indirect: By Foundation)

Holdings

Limited Partnership Units
(indirect: By IRA)
188,648
Limited Partnership Units
(indirect: By Trust)
21,879
Limited Partnership Units
(indirect: By IRA)
2,836
Limited Partnership Units
(indirect: By Trust)
6,521
Limited Partnership Units
(indirect: By IRA)
600
Limited Partnership Units
147,652
Limited Partnership Units
(indirect: By IRA)
170
Limited Partnership Units
(indirect: By Trust)
28,911
Limited Partnership Units
(indirect: By Trust)
102,842

DAHL WILLIAM L.

10% Owner

Transactions

Purchase
Limited Partnership Units
2019-12-12$91.82/sh+300$27,546→ 32,221 total(indirect: By Foundation)
Purchase
Limited Partnership Units
2019-12-13$90.39/sh+2,500$225,975→ 34,721 total(indirect: By Foundation)

Holdings

Limited Partnership Units
147,652
Limited Partnership Units
(indirect: By Trust)
28,911
Limited Partnership Units
(indirect: By IRA)
2,836
Limited Partnership Units
(indirect: By Trust)
6,521
Limited Partnership Units
(indirect: By IRA)
170
Limited Partnership Units
(indirect: By Trust)
102,842
Limited Partnership Units
(indirect: By IRA)
188,648
Limited Partnership Units
(indirect: By IRA)
600
Limited Partnership Units
(indirect: By Trust)
21,879

Footnotes (11)

[F1]The price reported in Column 4 is a weighted average price. The units were purchased at prices ranging from $91.75 to $91.9999 per unit. The reporting persons undertake to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the ranges set forth in this Footnote.
[F10]Units are held by James H. Dahl Trust FBO Kathryn Whitten Dahl, the trustee of which is William L. Dahl.
[F11]Units are held by James H. Dahl Trust FBO James Andrew Dahl, the trustee of which is William L. Dahl.
[F2]Units are held by Dahl Family Foundation, Inc., the trustee of which is William L. Dahl. Neither James H. Dahl nor any member of his family has any pecuniary interest in the units held by the Dahl Family Foundation, Inc.
[F3]The price reported in Column 4 is a weighted average price. The units were purchased at prices ranging from $90.00 to $90.75 per unit. The reporting persons undertake to provide the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the ranges set forth in this Footnote.
[F4]Units are held by IRA FBO James H. Dahl, Traditional IRA Account.
[F5]Units are held by Kathleen M. Dahl Irrevocable Trust, the trustee of which is James H. Dahl.
[F6]Units are held in two IRA accounts as follows: 54,534 units held by IRA FBO James H. Dahl (ROTH Conversion Account) and 134,114 units held by IRA FBO James H. Dahl (ROTH II Jefferies).
[F7]Units are owned by the James H. Dahl Irrevocable Trust, 2007, James Schmitt, Trustee.
[F8]Units are held by IRA custodial accounts for the benefit of Theresa A. Dahl.
[F9]Units are held by in IRA accounts for the benefit of William L. Dahl.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

POPE RESOURCES LTD PARTNERSHIP

CIK 0000784011

→

Entity typeother

IncorporatedFL

Related Parties

filerCIK 0000933422

Filing Metadata

Form type: 4
Filed: Dec 15, 7:00 PM ET
Accepted: Dec 16, 2:54 PM ET
Size: 16.5 KB

View on SEC.gov