Home/Filings/4/0001209191-20-001149
4//SEC Filing

Small Derek A 4

Accession 0001209191-20-001149

CIK 0001426800other

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 4:58 PM ET

Size

5.3 KB

Accession

0001209191-20-001149

Insider Transaction Report

Form 4
Period: 2020-01-02
Small Derek A
DirectorPres., Chief. Op. Off.
Transactions
  • Award

    Common Stock

    2020-01-02+125,000828,791 total
Footnotes (2)
  • [F1]Grant of restricted stock units pursuant to the terms of a consulting agreement effective as of January 1, 2020 between the reporting person and the issuer. Assuming continuous service through each vesting date, the restricted stock units vest in 12 approximately equal installments on the last day of each month for 12 months.
  • [F2]Includes 2,000 shares acquired under the Assembly Biosciences, Inc. 2018 Employee Stock Purchase Plan in 2019 through transactions that were exempt under Rule 16b-3(c).

Issuer

ASSEMBLY BIOSCIENCES, INC.

CIK 0001426800

Entity typeother

Related Parties

1
  • filerCIK 0001613260

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 4:58 PM ET
Size
5.3 KB