Small Derek A 4
4 · ASSEMBLY BIOSCIENCES, INC. · Filed Jan 3, 2020
Insider Transaction Report
Form 4
Small Derek A
DirectorPres., Chief. Op. Off.
Transactions
- Award
Common Stock
2020-01-02+125,000→ 828,791 total
Footnotes (2)
- [F1]Grant of restricted stock units pursuant to the terms of a consulting agreement effective as of January 1, 2020 between the reporting person and the issuer. Assuming continuous service through each vesting date, the restricted stock units vest in 12 approximately equal installments on the last day of each month for 12 months.
- [F2]Includes 2,000 shares acquired under the Assembly Biosciences, Inc. 2018 Employee Stock Purchase Plan in 2019 through transactions that were exempt under Rule 16b-3(c).