CommScope Holding Company, Inc.·4

Jan 7, 4:03 PM ET

DRENDEL FRANK M 4

4 · CommScope Holding Company, Inc. · Filed Jan 7, 2020

Insider Transaction Report

Form 4
Period: 2020-01-06
DRENDEL FRANK M
DirectorChairman of Board
Transactions
  • Exercise/Conversion

    Common Stock

    2020-01-06$8.55/sh+95,334$815,1062,415,221 total
  • Sale

    Common Stock

    2020-01-06$13.19/sh95,334$1,257,5322,319,887 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2020-01-0695,3340 total
    Exercise: $8.55From: 2011-01-14Exp: 2020-01-20Common Stock (95,334 underlying)
Holdings
  • Common Stock

    (indirect: By GRAT)
    28,350
  • Common Stock

    (indirect: By GRAT)
    28,350
  • Common Stock

    (indirect: By GRAT)
    28,350
  • Common Stock

    (indirect: By Trust)
    15,750
  • Common Stock

    (indirect: By Trust)
    117,580
Footnotes (3)
  • [F1]The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2019.
  • [F2]As previously reported, includes (a) 3,278 restricted stock units that were granted on 02/27/2017 and will vest on 02/27/2020; (b) 6,492 restricted stock units that were granted on 03/01/2018 and will vest ratably on 03/01/2020 and 03/01/2021; and (c) 3,053 performance share units that were earned on 03/01/2019 and will vest on 03/01/2020; each subject to the reporting person's continued employment with the issuer.
  • [F3]The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $12.79 to $13.43. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION