Vice Charles A 4
4 · Intercontinental Exchange, Inc. · Filed Jan 23, 2020
Insider Transaction Report
Form 4
Vice Charles A
President&Chief Op. Officer
Transactions
- Exercise/Conversion
Common Stock
2020-01-21$57.31/sh+1,751$100,350→ 356,414 total - Exercise/Conversion
Employee Stock Option (right to buy) Holding
2020-01-21−1,995→ 0 totalExercise: $50.01Exp: 2026-01-14→ Common Stock (1,995 underlying) - Exercise/Conversion
Employee Stock Option (right to buy) Holding
2020-01-21−1,751→ 28,444 totalExercise: $57.31Exp: 2027-01-18→ Common Stock (1,751 underlying) - Exercise/Conversion
Common Stock
2020-01-21$50.01/sh+1,995$99,770→ 354,663 total
Footnotes (3)
- [F1]Amount of securities beneficially owned includes 145 shares acquired under the Intercontinental Exchange, Inc. Employee Stock Purchase Plan on December 31, 2019.
- [F2]The common stock number referred in Table I is an aggregate number and represents 307,988 shares of common stock and 48,426 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2019 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020 and will be reported at the time of vesting. The satisfaction of the 2017, 2018 and 2019 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2020, February 2021 and February 2022, respectively, and will be reported at the time of vesting.
- [F3]These options are fully vested.