4//SEC Filing
BUFFINGTON THOMAS MATTHEW 4
Accession 0001209191-20-005542
CIK 0001140411other
Filed
Jan 29, 7:00 PM ET
Accepted
Jan 30, 4:41 PM ET
Size
5.2 KB
Accession
0001209191-20-005542
Insider Transaction Report
Form 4
BUFFINGTON THOMAS MATTHEW
Director
Transactions
- Sale
Auction Rate Preferred Shares
2020-01-29$22000.00/sh−5$110,000→ 0 total(indirect: By Dryden Capital Fund, LP)
Footnotes (1)
- [F1]Represents Auction Rate Preferred Shares held by Dryden Capital Fund, LP (the "Fund"). Dryden Capital LLC is the investment adviser of the Fund, and Dryden Capital GP, LLC is the general partner of the Fund. Mr. Buffington is the sole portfolio manager at Dryden Capital LLC and the managing member of Dryden Capital GP, LLC. Mr. Buffington disclaims any beneficial ownership of any of the Issuer's securities reported herein except to the extent of his pecuniary interest therein.
Documents
Issuer
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
CIK 0001140411
Entity typeother
Related Parties
1- filerCIK 0001764108
Filing Metadata
- Form type
- 4
- Filed
- Jan 29, 7:00 PM ET
- Accepted
- Jan 30, 4:41 PM ET
- Size
- 5.2 KB