ALDEBORGH JOHN E 4
4 · AXCELIS TECHNOLOGIES INC · Filed Feb 12, 2020
Insider Transaction Report
Form 4
ALDEBORGH JOHN E
EVP, Customer Operations
Transactions
- Sale
Common Stock
2020-02-12$28.79/sh−2,900$83,491→ 70,384 total - Exercise/Conversion
Stock option (right to buy)
2020-02-12−2,900→ 47,100 totalExercise: $12.04From: 2019-07-15Exp: 2022-07-15→ Common Stock (2,900 underlying) - Exercise/Conversion
Common Stock
2020-02-11$7.20/sh+42,026$302,587→ 112,410 total - Exercise/Conversion
Common Stock
2020-02-12$7.20/sh+7,974$57,413→ 112,410 total - Sale
Common Stock
2020-02-12$28.84/sh−7,974$229,970→ 70,384 total - Exercise/Conversion
Stock Option (right to buy)
2020-02-11−42,026→ 7,974 totalExercise: $7.20From: 2018-07-15Exp: 2021-07-15→ Common Stock (42,026 underlying) - Sale
Common Stock
2020-02-11$29.06/sh−4,791$139,226→ 70,384 total - Sale
Common Stock
2020-02-11$28.92/sh−42,026$1,215,392→ 70,384 total - Exercise/Conversion
Common Stock
2020-02-12$12.04/sh+2,900$34,916→ 73,284 total - Exercise/Conversion
Stock Option (right to buy)
2020-02-12−7,974→ 0 totalExercise: $7.20From: 2018-07-15Exp: 2021-07-15→ Common Stock (7,974 underlying)
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $29.05 to $29.08, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- [F2]Of the shares held as of February 11, 2020, 48,082 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture.
- [F3]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $28.90 to $29.12, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- [F4]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $28.84 to $28.97, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- [F5]The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $28.75 to 28.85, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.