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PEAPACK GLADSTONE FINANCIAL CORP·4

Mar 24, 1:34 PM ET

SMITH PHILIP W III 4

4 · PEAPACK GLADSTONE FINANCIAL CORP · Filed Mar 24, 2020

Insider Transaction Report

Form 4
Period: 2020-03-20
PEAPACK GLADSTONE FINANCIAL CORPPGC
SMITH PHILIP W III
Director
Transactions
  • Award

    Restricted Stock Units

    2020-03-20+3,348→ 3,348 total
    → Common Stock (3,348 underlying)
Holdings

  • Common Stock

    48,554.974

  • Stock Option (right to buy)

    Exercise: $10.72Exp: 2022-01-03→ Common Stock (2,500 underlying)
    2,500

  • Stock Option (right to buy)

    Exercise: $14.68Exp: 2023-01-02→ Common Stock (2,500 underlying)
    2,500

  • Common Stock

    (indirect: By Spouse)
    8,410.66

  • Stock option (right to buy)

    Exercise: $13.53Exp: 2021-01-03→ Common Stock (2,500 underlying)
    2,500

  • Common Stock

    (indirect: by Phillary Management Inc., a Corporation)
    1,335
Footnotes (5)
  • [F1]Includes shares received through dividend reinvestment since the last filing.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
  • [F3]The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.
  • [F4]The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015.
  • [F5]The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION