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4//SEC Filing

CARFORA JEFFREY J 4

Accession 0001209191-20-020875

CIK 0001050743other

Filed

Mar 23, 8:00 PM ET

Accepted

Mar 24, 3:13 PM ET

Size

13.0 KB

Accession

0001209191-20-020875

Insider Transaction Report

Form 4
Period: 2020-03-20
CARFORA JEFFREY J
EVP & Chief Financial Officer
Transactions
  • Award

    Restricted Stock Units

    2020-03-20+15,94616,509 total
    Common Stock (15,946 underlying)
  • Award

    Restricted Stock Units

    2020-03-20+15,94629,077 total
    Common Stock (15,946 underlying)
  • Tax Payment

    Common Stock

    2020-03-20$13.44/sh1,543$20,73889,900 total
Holdings
  • Restricted Stock Units

    Common Stock (6,518 underlying)
    6,518
  • Common Stock

    (indirect: Employee Stock Purchase Plan)
    5,520.14
  • Common Stock

    (indirect: By 401(k))
    1,247.9
Footnotes (8)
  • [F1]Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.
  • [F2]Includes 401(k) contributions used to purchase PGC stock.
  • [F3]Includes shares received through dividend reinvestment since the last filing.
  • [F4]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
  • [F5]The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
  • [F6]The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
  • [F7]Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
  • [F8]The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Issuer

PEAPACK GLADSTONE FINANCIAL CORP

CIK 0001050743

Entity typeother

Related Parties

1
  • filerCIK 0001201447

Filing Metadata

Form type
4
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 3:13 PM ET
Size
13.0 KB