Home/Filings/4/0001209191-20-028898
4//SEC Filing

LERNER RICHARD A 4

Accession 0001209191-20-028898

CIK 0001567514other

Filed

May 12, 8:00 PM ET

Accepted

May 13, 5:20 PM ET

Size

12.6 KB

Accession

0001209191-20-028898

Insider Transaction Report

Form 4
Period: 2020-05-11
Transactions
  • Exercise/Conversion

    Common Stock

    2020-05-11$2.74/sh+25,000$68,50097,313 total(indirect: By Trust)
  • Sale

    Common Stock

    2020-05-11$20.50/sh3,500$71,75093,813 total(indirect: By Trust)
  • Exercise/Conversion

    Stock Option (right to buy)

    2020-05-1112,5000 total
    Exercise: $2.74Exp: 2020-06-10Common Stock (12,500 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2020-05-1112,5000 total
    Exercise: $2.74Exp: 2020-12-21Common Stock (12,500 underlying)
Holdings
  • Common Stock

    11,430
Footnotes (4)
  • [F1]Dr. Lerner may be deemed to beneficially own securities held by the Lerner Family Trust UAD 11/14/94 (the "Lerner Family Trust"). Dr. Lerner disclaims beneficial ownership of securities held by the Lerner Family Trust except to the extent of his pecuniary interest therein.
  • [F2]The proceeds from this sale will be used primarily to cover the reporting person's tax liability arising from the exercise of options.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.50 to $20.51 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.
  • [F4]All shares underlying this option have vested.

Issuer

Intra-Cellular Therapies, Inc.

CIK 0001567514

Entity typeother

Related Parties

1
  • filerCIK 0001316274

Filing Metadata

Form type
4
Filed
May 12, 8:00 PM ET
Accepted
May 13, 5:20 PM ET
Size
12.6 KB