4//SEC Filing
Smith Kirin 4
Accession 0001209191-20-031157
CIK 0000047307other
Filed
May 20, 8:00 PM ET
Accepted
May 21, 1:44 PM ET
Size
8.1 KB
Accession
0001209191-20-031157
Insider Transaction Report
Form 4
CRAWFORD UNITED CorpCRAWA
Smith Kirin
Other
Transactions
- Award
Class A Common Shares, without par value
2020-05-20+3,000→ 19,935 total
Holdings
- 51,114(indirect: By Intrinsic Value Capital, L.P.)
Class A Common Shares, without par value
- 2,000
Stock Option (Right to Buy)
→ Class A Common Shares (2,000 underlying)
Footnotes (4)
- [F1]Represents a grant of 3,000 Class A Common Shares issued pursuant to the Hickok Incorporated 2013 Omnibus Equity Plan.
- [F2]As a managing member of Glaubman & Rosenberg Partners, LLC and Glaubman & Rosenberg Advisors, LLC, the general partner and investment manager of Intrinsic Value Capital, L.P. ("IVC"), respectively, Kirin Smith may be deemed to beneficially own the Class A Common Shares beneficially owned by IVC. The reporting person disclaims beneficial ownership of the securities beneficially owned by the other members of the group except to the extent of his pecuniary interest therein.
- [F3]Ownership of these securities was reported on a previous Form 4 or Form 5.
- [F4]The reporting person still holds previously reported options to buy 2,000 Class A Common Shares granted pursuant to the Hickok Incorporated 2010 Outside Directors Stock Option Plan. These options were granted between February 24, 2011 and March 8, 2012, at an exercise price of $2.925, became exercisable between 2012 and 2016 and expire between February 24, 2021 and March 8, 2022.
Documents
Issuer
CRAWFORD UNITED Corp
CIK 0000047307
Entity typeother
Related Parties
1- filerCIK 0001452526
Filing Metadata
- Form type
- 4
- Filed
- May 20, 8:00 PM ET
- Accepted
- May 21, 1:44 PM ET
- Size
- 8.1 KB