4//SEC Filing
Plagemann Thomas G. 4
Accession 0001209191-20-048558
CIK 0001607716other
Filed
Aug 26, 8:00 PM ET
Accepted
Aug 27, 5:44 PM ET
Size
19.2 KB
Accession
0001209191-20-048558
Insider Transaction Report
Form 4
Plagemann Thomas G.
Executive VP, Capital Markets
Transactions
- Exercise/Conversion
Common Stock
2020-08-26$3.25/sh+54,824$178,178→ 200,367 total - Exercise/Conversion
Common Stock
2020-08-26$5.20/sh+9,737$50,632→ 232,329 total - Sale
Common Stock
2020-08-26$27.55/sh−5,945$163,771→ 139,598 total - Sale
Common Stock
2020-08-26$27.57/sh−86,786$2,392,950→ 145,543 total - Exercise/Conversion
Common Stock
2020-08-26$3.45/sh+22,225$76,676→ 222,592 total - Exercise/Conversion
Stock Option (Right to Buy)
2020-08-26−54,824→ 0 totalExercise: $3.25Exp: 2026-09-06→ Common Stock (54,824 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2020-08-26−22,225→ 42,430 totalExercise: $3.45Exp: 2027-10-02→ Common Stock (22,225 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2020-08-26−9,737→ 34,773 totalExercise: $5.20Exp: 2028-09-26→ Common Stock (9,737 underlying)
Footnotes (5)
- [F1]The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $27.405 to $27.67, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- [F2]The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $27.41 to $27.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- [F3]One-third of the shares subject to the option become vested and exercisable on July 16, 2017, July 16, 2018 and July 16, 2019, respectively.
- [F4]25% of the shares subject to this award vested on September 6, 2018, and 1/16th of the shares subject to this award vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable.
- [F5]25% of the shares subject to this award vested on September 6, 2019, and 1/16th of the shares subject to this award vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable.
Documents
Issuer
Vivint Solar, Inc.
CIK 0001607716
Entity typeother
Related Parties
1- filerCIK 0001618828
Filing Metadata
- Form type
- 4
- Filed
- Aug 26, 8:00 PM ET
- Accepted
- Aug 27, 5:44 PM ET
- Size
- 19.2 KB