|4Sep 8, 5:43 PM ET

Bruce David 4

4 · IRIDEX CORP · Filed Sep 8, 2020

Insider Transaction Report

Form 4
Period: 2020-09-03
Bruce David
Director
Transactions
  • Award

    Stock Option (Right to buy)

    2020-09-03+129,000129,000 total
    Exercise: $2.13Exp: 2027-09-03Common Stock (129,000 underlying)
  • Award

    Common Stock

    2020-09-03+28,00074,979 total
Footnotes (3)
  • [F1]Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest as to one-third of the shares on June 30, 2021 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
  • [F2]This option granted pursuant to IRIDEX Corporation's 2008 Amended and Restated Equity Incentive Plan and is exempt pursuant to Rule16b-3.
  • [F3]The option vests as to one-third of the shares on June 30, 2021 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION