4//SEC Filing
Callachor David Thomas 4
Accession 0001209191-20-053843
CIK 0001477246other
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 6:03 PM ET
Size
7.6 KB
Accession
0001209191-20-053843
Insider Transaction Report
Form 4
S&W Seed CoSANW
Callachor David Thomas
Executive VP, International
Transactions
- Award
Common Stock
2020-10-01+13,817→ 36,127 total - Award
Stock options (right to buy)
2020-10-01+90,000→ 90,000 totalExercise: $2.41Exp: 2030-10-01→ Common Stock (90,000 underlying)
Footnotes (2)
- [F1]The shares being reported are being issued pursuant to restricted stock unit awards ("RSUs"), each one of which represents a contingent right to receive one share of the Issuer's common stock. 1/12th of the shares subject to the RSUs will vest on January 1, 2021, and the remainder will vest in eleven equal quarterly installments, subject to continued service with the Issuer on each respective vesting date.
- [F2]The options vest in 12 quarterly installments over three years, commencing on January 1, 2021 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2023, subject to continued service with the Issuer on each respective vesting date.
Documents
Issuer
S&W Seed Co
CIK 0001477246
Entity typeother
Related Parties
1- filerCIK 0001756742
Filing Metadata
- Form type
- 4
- Filed
- Oct 4, 8:00 PM ET
- Accepted
- Oct 5, 6:03 PM ET
- Size
- 7.6 KB