|4Nov 20, 4:01 PM ET

Glossman Diane Beth 4

4 · Live Oak Bancshares, Inc. · Filed Nov 20, 2020

Insider Transaction Report

Form 4
Period: 2020-11-18
Transactions
  • Exercise/Conversion

    Voting Common Stock

    2020-11-18$10.63/sh+22,500$239,26557,592 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2020-11-1822,5007,500 total
    Exercise: $10.63Exp: 2024-09-19Voting Common Stock (22,500 underlying)
Holdings
  • Restricted Stock Units

    Voting Common Stock (4,160 underlying)
    4,160
Footnotes (3)
  • [F1]The shares subject to this option vest and become exercisable yearly in seven installments beginning on September 19, 2015, as follows: 10% of the shares subject to the option vest on each of September 19, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vest on each of September 19, 2020 and 2021.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.
  • [F3]The restricted stock units vest on May 1, 2021.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION