Red Violet, Inc.·4

Nov 24, 5:00 PM ET

Swayman Robert 4

4 · Red Violet, Inc. · Filed Nov 24, 2020

Insider Transaction Report

Form 4
Period: 2020-11-20
Transactions
  • Award

    Common Stock

    2020-11-20+4,50047,666 total
Holdings
  • Common Stock

    (indirect: See Footnote)
    8,000
  • Common Stock

    (indirect: See Footnote)
    5,083
Footnotes (6)
  • [F1]On November 20, 2020, the reporting person received a grant of 4,500 restricted stock units ("RSUs"), convertible into common stock of the issuance on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.
  • [F2]Includes 5,333 RSUs convertible into common stock originally granted on October 28, 2019. The RSUs vest in two equal installments on each of September 1, 2021 and September 1, 2022, subject to accelerated vesting under certain conditions.
  • [F3]Includes 4,166 RSUs convertible into common stock originally granted subject to both certain performance- and time-based criteria on September 5, 2018. As of June 30, 2019, the issuer deemed the performance criteria had been met. As a result of the meeting the performance criteria, the remaining RSUs vest on July 1, 2021, subject to accelerated vesting under certain conditions.
  • [F4]Includes 4,000 RSUs convertible into common stock originally granted on March 29, 2018. The RSUs vest on March 29, 2021, subject to accelerated vesting under certain conditions.
  • [F5]Shares held through BSIG, LLC, of which Mr. Swayman is a member.
  • [F6]Shares held by a family trust of which Mr. Swayman serves as co-trustee.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION