Home/Filings/4/0001209191-20-063615
4//SEC Filing

Holsinger Leslie 4

Accession 0001209191-20-063615

CIK 0001662774other

Filed

Dec 14, 7:00 PM ET

Accepted

Dec 15, 7:17 PM ET

Size

22.1 KB

Accession

0001209191-20-063615

Insider Transaction Report

Form 4
Period: 2020-12-11
Holsinger Leslie
Executive Vice President
Transactions
  • Exercise/Conversion

    Common Stock

    2020-12-14$0.27/sh+40,000$10,80043,500 total
  • Sale

    Common Stock

    2020-12-14$28.80/sh1,700$48,96041,800 total
  • Sale

    Common Stock

    2020-12-14$30.15/sh14,275$430,39127,525 total
  • Sale

    Common Stock

    2020-12-14$30.91/sh13,200$408,01214,325 total
  • Sale

    Common Stock

    2020-12-14$31.79/sh9,525$302,8001,800 total
  • Sale

    Common Stock

    2020-12-14$32.59/sh400$13,0344,400 total
  • Sale

    Common Stock

    2020-12-14$32.59/sh900$29,3313,500 total
  • Award

    Stock Option (Right to Buy)

    2020-12-11+100,000100,000 total
    Exercise: $29.60Exp: 2030-12-10Common Stock (100,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2020-12-11+100,000100,000 total
    Exercise: $29.60Exp: 2030-12-10Common Stock (100,000 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2020-12-1440,00066,794 total
    Exercise: $0.27Exp: 2026-05-09Common Stock (40,000 underlying)
Footnotes (4)
  • [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 29, 2020.
  • [F2]The shares subject to the option vest in 48 equal monthly installments from the vesting commencement date, subject to the grantee's continuous service to the Issuer on each such date.
  • [F3]50% of the shares will vest on March 31, 2023 provided that the Issuer's Compensation Committee has determined that Performance Condition No. 1 (as defined below) has been met, and 50% of the shares will vest on March 31, 2024 provided that the Issuer's Compensation Committee has determined that Performance Condition No. 2 (as defined below) has been met; provided further that, in each case, the grantee will have been continuously a service provider from the date of grant through each such vesting date. Performance Condition No. 1 means that the average closing price per share of the Issuer's common stock in any 45 consecutive trading day period prior to March 15, 2023 has exceeded $135 per share. Performance Condition No. 2 means that the average closing price per share of the Issuer's common stock in any 45 consecutive trading day period prior to March 15, 2024 has exceeded $170 per share.
  • [F4]The option vested at the rate of 25% of the shares on April 4, 2017, and the remaining 75% of shares vested in equal monthly installments beginning on May 4, 2017 until all the shares were fully vested on April 4, 2020.

Issuer

Cortexyme, Inc.

CIK 0001662774

Entity typeother

Related Parties

1
  • filerCIK 0001770821

Filing Metadata

Form type
4
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 7:17 PM ET
Size
22.1 KB