Home/Filings/4/0001209191-20-064940
4//SEC Filing

SMITH PHILIP W III 4

Accession 0001209191-20-064940

CIK 0001050743other

Filed

Dec 21, 7:00 PM ET

Accepted

Dec 22, 7:42 PM ET

Size

12.6 KB

Accession

0001209191-20-064940

Insider Transaction Report

Form 4
Period: 2020-12-22
Transactions
  • Exercise/Conversion

    Common Stock

    2020-12-22$13.53/sh+2,500$33,82551,416.31 total
  • Exercise/Conversion

    Stock option (right to buy)

    2020-12-222,5000 total
    Exercise: $13.53Exp: 2021-01-03Common Stock (2,500 underlying)
Holdings
  • Common Stock

    (indirect: by Phillary Management Inc., a Corporation)
    1,335
  • Common Stock

    (indirect: By Spouse)
    8,417.61
  • Restricted Stock Units

    Common Stock (3,348 underlying)
    3,348
  • Stock Option (right to buy)

    Exercise: $14.68Exp: 2023-01-02Common Stock (2,500 underlying)
    2,500
  • Stock Option (right to buy)

    Exercise: $10.72Exp: 2022-01-03Common Stock (2,500 underlying)
    2,500
Footnotes (6)
  • [F1]Includes shares received through dividend reinvestment since the last filing.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
  • [F3]The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.
  • [F4]The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015.
  • [F5]Option grant has no purchase or sale price.
  • [F6]The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.

Issuer

PEAPACK GLADSTONE FINANCIAL CORP

CIK 0001050743

Entity typeother

Related Parties

1
  • filerCIK 0001236756

Filing Metadata

Form type
4
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 7:42 PM ET
Size
12.6 KB