SMITH PHILIP W III 4
4 · PEAPACK GLADSTONE FINANCIAL CORP · Filed Dec 22, 2020
Insider Transaction Report
Form 4
SMITH PHILIP W III
Director
Transactions
- Exercise/Conversion
Common Stock
2020-12-22$13.53/sh+2,500$33,825→ 51,416.31 total - Exercise/Conversion
Stock option (right to buy)
2020-12-22−2,500→ 0 totalExercise: $13.53Exp: 2021-01-03→ Common Stock (2,500 underlying)
Holdings
- 1,335(indirect: by Phillary Management Inc., a Corporation)
Common Stock
- 8,417.61(indirect: By Spouse)
Common Stock
- 3,348
Restricted Stock Units
→ Common Stock (3,348 underlying) - 2,500
Stock Option (right to buy)
Exercise: $14.68Exp: 2023-01-02→ Common Stock (2,500 underlying) - 2,500
Stock Option (right to buy)
Exercise: $10.72Exp: 2022-01-03→ Common Stock (2,500 underlying)
Footnotes (6)
- [F1]Includes shares received through dividend reinvestment since the last filing.
- [F2]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
- [F3]The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.
- [F4]The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015.
- [F5]Option grant has no purchase or sale price.
- [F6]The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.