DRENDEL FRANK M 4

4 · CommScope Holding Company, Inc. · Filed Jan 6, 2021

Form 4

Period: 2021-01-04

DirectorChairman of Board

Transactions

Exercise/Conversion
Common Stock
2021-01-04$5.74/sh+404,089$2,319,471→ 2,723,976 total
Exercise/Conversion
Common Stock
2021-01-05$5.74/sh+235,589$1,352,281→ 2,555,476 total
Exercise/Conversion
Stock Option (Right to Buy)
2021-01-04−404,089→ 235,589 total
Exercise: $5.74From: 2012-01-14Exp: 2021-01-26→ Common Stock (404,089 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2021-01-05−235,589→ 0 total
Exercise: $5.74From: 2012-01-14Exp: 2021-01-26→ Common Stock (235,589 underlying)
Sale
Common Stock
2021-01-04$13.04/sh−404,089$5,269,805→ 2,319,887 total
Sale
Common Stock
2021-01-05$13.10/sh−235,589$3,086,381→ 2,319,887 total

Holdings

Footnotes (4)

[F1]The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2019.
[F2]As previously reported, includes 3,246 restricted stock units that were granted on 03/01/2018 and will vest on 03/01/2021, subject to the reporting person's continued service with the issuer.
[F3]The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $12.87 to $13.46 The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
[F4]The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $12.97 to $13.29 The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.

Documents

1 file