5//SEC Filing
Frist William R 5
Accession 0001209191-21-010862
CIK 0000860730other
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 5:33 PM ET
Size
17.1 KB
Accession
0001209191-21-010862
Insider Transaction Report
Form 5
Frist William R
Director10% Owner
Transactions
- Gift
Common Stock, par value $0.01 per share
2020-08-12+9,507.583→ 941,764.95 total(indirect: Held indirectly through Hercules Holding II by the William R. Frist August 2020 GRAT)
Holdings
- 7,036
Common Stock, par value $0.01 per share
- 28,237.34(indirect: By Spouse)
Common Stock, par value $0.01 per share
- 1,225,739.689(indirect: By LLC)
Common Stock, par value $0.01 per share
- 3,965,196.892(indirect: By Trust)
Common Stock, par value $0.01 per share
- 36,629,163.859(indirect: Held indirectly through Hercules Holding II by Frisco, Inc.)
Common Stock, par value $0.01 per share
- 1,208,506.794(indirect: By Partnership)
Common Stock, par value $0.01 per share
- 7,072,827.319(indirect: By Trust)
Common Stock, par value $0.01 per share
- 148,512.715(indirect: By LLC)
Common Stock, par value $0.01 per share
- 200,644.401(indirect: By LLC)
Common Stock, par value $0.01 per share
Footnotes (8)
- [F1]The Reporting Person received a gift of 9,507.582951 units of Hercules Holding II ("Hercules") on August 12, 2020, which were subsequently transferred to the William R. Frist August 2020 GRAT, of which he serves as trustee. Following receipt of this gift, the Reporting Person may be deemed to be the beneficial owner of the units of Hercules held by this trust and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
- [F2]Hercules holds 68,912,077 shares of common stock of HCA Healthcare, Inc. Hercules is held by a private investor group, including affiliates of HCA Inc. founder Dr. Thomas F. Frist Jr. The Reporting Person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock of HCA Healthcare, Inc. held by Hercules. However, the Reporting Person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
- [F3]The Reporting Person may be deemed to have indirect beneficial ownership in respect of 1,416 shares of common stock of HCA Healthcare, Inc. and 26,821.34 units of Hercules, through an indirect pecuniary interest in such shares and units held by his children and spouse, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
- [F4]The Reporting Person may be deemed the beneficial owner of the 60,678 shares of common stock of HCA Healthcare, Inc. and the 1,147,828.7937 units of Hercules held by the William R. Frist Family Partnership, of which his spouse serves as trustee, and the 328,229 shares of common stock of HCA Healthcare, Inc. and the 6,744,598.319099 units of Hercules held by The William R. Frist 2010 Family Trust, of which he serves as trustee.
- [F5]The Reporting Person is an officer and a managing member of WRF 2015 II, LLC and may be deemed to be the beneficial owner of the 135,889.7145 units of Hercules and the 12,623 shares of common stock of HCA Healthcare, Inc. held by such entity.
- [F6]The Reporting Person is an officer and a managing member of WRF 2015, LLC and WRF 2015 IV, LLC and may be deemed to be the beneficial owner of the units of Hercules held by these entities and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
- [F7]The Reporting Person's spouse is trustee of eight trusts for the benefit of the Reporting Person's children, and the Reporting Person may, accordingly, be deemed to be the beneficial owner of the 2,712 shares of common stock of HCA Healthcare, Inc. and 3,962,484.8921 units of Hercules held by such trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
- [F8]The Reporting Person may be deemed to share voting and dispositive power with respect to 36,629,163.8593 shares of HCA Healthcare, Inc. beneficially owned by Frisco, Inc., by virtue of his position as a director of Frisco, Inc. Frisco, Inc. has beneficial ownership of 36,629,163.8593 units of Hercules, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
Documents
Issuer
HCA Healthcare, Inc.
CIK 0000860730
Entity typeother
Related Parties
1- filerCIK 0001433377
Filing Metadata
- Form type
- 5
- Filed
- Feb 15, 7:00 PM ET
- Accepted
- Feb 16, 5:33 PM ET
- Size
- 17.1 KB