Home/Filings/4/0001209191-21-012718
4//SEC Filing

Goone David S 4

Accession 0001209191-21-012718

CIK 0001571949other

Filed

Feb 21, 7:00 PM ET

Accepted

Feb 22, 4:37 PM ET

Size

6.8 KB

Accession

0001209191-21-012718

Insider Transaction Report

Form 4
Period: 2021-02-18
Goone David S
Chief Strategic Officer
Transactions
  • Tax Payment

    Common Stock

    2021-02-18$113.86/sh2,528$287,838189,072 total
Footnotes (2)
  • [F1]Represents shares of performance based restricted stock units granted to the filing person on February 8, 2019. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2019 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 18, 2020, 1/3 on February 18, 2021 and 1/3 on February 18, 2022). Of the 11,313 shares remaining, 5,657 were issued on February 18, 2021, of which 2,528 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 5,656 shares are scheduled to be issued on February 18, 2022 and taxes for this future issuance will be withheld and reported at the time the shares are issued.
  • [F2]The common stock number referred in Table I is an aggregate number and represents 170,780 shares of common stock and 18,292 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2021 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and will be reported at the time of vesting. The satisfaction of the 2019, 2020 and 2021 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022, February 2023 and February 2024, respectively, and will be reported at the time of vesting.

Issuer

Intercontinental Exchange, Inc.

CIK 0001571949

Entity typeother

Related Parties

1
  • filerCIK 0001343869

Filing Metadata

Form type
4
Filed
Feb 21, 7:00 PM ET
Accepted
Feb 22, 4:37 PM ET
Size
6.8 KB