Humphreys Michael Julian 4
4 · Transphorm, Inc. · Filed Feb 25, 2021
Insider Transaction Report
Form 4
Transphorm, Inc.TGAN
Humphreys Michael Julian
Director
Transactions
- Award
Stock Option (right to buy)
2021-02-23+55,000→ 55,000 totalExercise: $6.50From: 2021-10-14Exp: 2031-02-23→ Common Stock (55,000 underlying) - Award
Common Stock
2021-02-23+35,000→ 35,000 total
Footnotes (2)
- [F1]Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the RSUs will vest on October 14, 2021, and the remaining shares will vest in equal quarterly installments over the following three years, subject to the Reporting Person's continued service as of each such vesting date.
- [F2]One-fourth (1/4) of the shares subject to the option will vest on October 14, 2021, and the remaining shares will vest in equal quarterly installments over the following three years, subject to the Reporting Person's continued service as of each such vesting date.