Kim Roy 4
4 · CAPSTEAD MORTGAGE CORP · Filed Mar 1, 2021
Insider Transaction Report
Form 4
Kim Roy
Senior Vice President
Transactions
- Exercise/Conversion
Restricted Stock Units
2021-02-25−41,860→ 144,305 total→ Common Stock (41,860 underlying) - Exercise/Conversion
Common Stock
2021-02-25+16,284→ 247,339 total
Footnotes (1)
- [F1]On January 3, 2018, the reporting person was granted 41,860 performance units (the "Units") which were convertible into common stock of the Issuer after the conclusion of the performance period beginning January 1, 2018 and ending December 31, 2020, with the conversion factor determined formulaically based on individual achievement of stated performance metrics outlined in the Issuer's 2018 Long-Term Award criteria, and the conversion date determined by the Issuer's Compensation Committee. As a result, 16,284 Units were converted into the Issuer's common stock on February 25, 2021, and 25,576 Units expired without converting into any common stock.