4//SEC Filing
Phillips Lance 4
Accession 0001209191-21-015217
CIK 0000766701other
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 4:22 PM ET
Size
7.5 KB
Accession
0001209191-21-015217
Insider Transaction Report
Form 4
Phillips Lance
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2021-02-25+5,088→ 145,401 total - Exercise/Conversion
Restricted Stock Units
2021-02-25−13,081→ 107,232 total→ Common Stock (13,081 underlying)
Footnotes (1)
- [F1]On January 3, 2018, the reporting person was granted 13,081 performance units (the "Units") which were convertible into common stock of the Issuer after the conclusion of the performance period beginning January 1, 2018 and ending December 31, 2020, with the conversion factor determined formulaically based on individual achievement of stated performance metrics outlined in the Issuer's 2018 Long-Term Award criteria, and the conversion date determined by the Issuer's Compensation Committee. As a result, 5,088 Units were converted into the Issuer's common stock on February 25, 2021, and 7,993 Units expired without converting into any common stock.
Documents
Issuer
CAPSTEAD MORTGAGE CORP
CIK 0000766701
Entity typeother
Related Parties
1- filerCIK 0001631043
Filing Metadata
- Form type
- 4
- Filed
- Feb 28, 7:00 PM ET
- Accepted
- Mar 1, 4:22 PM ET
- Size
- 7.5 KB