4//SEC Filing
SPEARS ROBERT R JR 4
Accession 0001209191-21-015220
CIK 0000766701other
Filed
Feb 28, 7:00 PM ET
Accepted
Mar 1, 4:25 PM ET
Size
9.2 KB
Accession
0001209191-21-015220
Insider Transaction Report
Form 4
SPEARS ROBERT R JR
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock
2021-02-25+24,425→ 681,544 total - Disposition to Issuer
Common Stock
2021-02-25−5,947→ 675,597 total - Exercise/Conversion
Restricted Stock Units
2021-02-25−62,790→ 202,905 total→ Common Stock (62,790 underlying)
Footnotes (2)
- [F1]On January 3, 2018, the reporting person was granted 62,790 performance units (the "Units") which were convertible into common stock of the Issuer after the conclusion of the performance period beginning January 1, 2018 and ending December 31, 2020, with the conversion factor determined formulaically based on individual achievement of stated performance metrics outlined in the Issuer's 2018 Long-Term Award criteria, and the conversion date determined by the Issuer's Compensation Committee. As a result, 24,425 Units were converted into the Issuer's common stock on February 25, 2021, and 38,365 Units expired without converting into any common stock.
- [F2]Represents shares of common stock forfeited to satisfy the Reporting Person's tax withholding obligation upon the vesting of common stock on February 25, 2021.
Documents
Issuer
CAPSTEAD MORTGAGE CORP
CIK 0000766701
Entity typeother
Related Parties
1- filerCIK 0001227826
Filing Metadata
- Form type
- 4
- Filed
- Feb 28, 7:00 PM ET
- Accepted
- Mar 1, 4:25 PM ET
- Size
- 9.2 KB