4//SEC Filing
CLEVELAND BRUCE A 4
Accession 0001209191-21-019676
CIK 0001577526other
Filed
Mar 9, 7:00 PM ET
Accepted
Mar 10, 9:12 PM ET
Size
33.3 KB
Accession
0001209191-21-019676
Insider Transaction Report
Form 4
CLEVELAND BRUCE A
Senior VP and CMO
Transactions
- Gift
Class A Common Stock
2021-03-04−27,333→ 0 total(indirect: See Footnote) - Sale
Class A Common Stock
2021-03-08$91.57/sh−4,480$410,234→ 23,767 total - Sale
Class A Common Stock
2021-03-08$84.48/sh−8,702$735,145→ 77,614 total - Sale
Class A Common Stock
2021-03-08$89.29/sh−12,567$1,122,107→ 32,947 total - Sale
Class A Common Stock
2021-03-08$90.56/sh−4,700$425,632→ 28,247 total - Exercise/Conversion
Option (Right to Buy)
2021-02-25−21,367→ 978,634 totalExercise: $4.68Exp: 2029-11-12→ Class A Common Stock (21,367 underlying) - Sale
Class A Common Stock
2021-03-08$85.53/sh−12,700$1,086,231→ 64,914 total - Sale
Class A Common Stock
2021-03-08$86.57/sh−7,600$657,932→ 57,314 total - Sale
Class A Common Stock
2021-03-08$88.42/sh−6,200$548,204→ 45,514 total - Exercise/Conversion
Option (Right to Buy)
2021-03-08−6,867→ 971,767 totalExercise: $4.68Exp: 2029-11-12→ Class A Common Stock (6,867 underlying) - Exercise/Conversion
Class A Common Stock
2021-02-25$4.68/sh+21,367$99,998→ 52,116 total - Gift
Class A Common Stock
2021-03-04+27,333→ 79,449 total - Sale
Class A Common Stock
2021-03-08$92.39/sh−2,400$221,736→ 21,367 total - Exercise/Conversion
Class A Common Stock
2021-03-08$4.68/sh+6,867$32,138→ 86,316 total - Sale
Class A Common Stock
2021-03-08$87.53/sh−5,600$490,168→ 51,714 total - Other
Class A Common Stock
2021-03-08+241→ 241 total(indirect: See Footnote)
Footnotes (12)
- [F1]The shares are held by the Cleveland Family Trust, of which the Reporting Person is trustee.
- [F10]Represents weighted average sales price. The shares were sold at prices ranging from $92.04 to $92.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F11]Pro rata distribution from Interwest Partners X, LP, of which the Reporting Person is a non-managing member.
- [F12]Twenty percent (20%) of the shares subject to the option grant vested on November 4, 2020, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.
- [F2]Represents weighted average sales price. The shares were sold at prices ranging from $84.00 to $84.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F3]Represents weighted average sales price. The shares were sold at prices ranging from $85.00 to $85.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F4]Represents weighted average sales price. The shares were sold at prices ranging from $86.00 to $86.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F5]Represents weighted average sales price. The shares were sold at prices ranging from $87.00 to $87.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F6]Represents weighted average sales price. The shares were sold at prices ranging from $88.00 to $88.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F7]Represents weighted average sales price. The shares were sold at prices ranging from $89.00 to $89.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F8]Represents weighted average sales price. The shares were sold at prices ranging from $90.00 to $90.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F9]Represents weighted average sales price. The shares were sold at prices ranging from $91.01 to $92.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Documents
Issuer
C3.ai, Inc.
CIK 0001577526
Entity typeother
Related Parties
1- filerCIK 0001333063
Filing Metadata
- Form type
- 4
- Filed
- Mar 9, 7:00 PM ET
- Accepted
- Mar 10, 9:12 PM ET
- Size
- 33.3 KB